Compliance Associate - Asset Management

Covering a variety of areas to ensure that the organisation conducts business in a compliant manner in accordance with FCA, SEC, AMF and FINMA rules, company policies and procedures. This will include reviewing policies and ensuring compliance with; Anti Money Laundering risks, Anti-bribery and Corruption risks, Market Abuse risks, mis-selling and Financial Promotions rules and Conduct of Business rules applicable to the business. Client Details Our client is a specialist active investment management company offering professional and institutional investors a range of fundamentally research-driven funds diversified by asset class, geography and sector specialisation. Description Ongoing review and enhancement to the Compliance Monitoring Program, controls and monitoring and working with management and desk heads on controls. Day-to-day compliance monitoring. Conduct periodic compliance reviews within offices; provide reports to Compliance team. Review of financial promotions in line with FCA COBS rules and other jurisdictions where funds are registered (EU, US and globally) Trade oversight, market abuse monitoring, and long/short disclosures internationally. Ensure that policies, procedures and standards of conduct are updated in line with regulatory changes, communicated, understood and appropriately implemented within the office; deliver training as required.Profile 5+ years' experience within the investment management industry (or similar) in a compliance or operational risk role. Self-starter with strong execution focus and ability to work independently as well as part of a team. Good business acumen to identify and connect compliance risks across the organisation. High level of attention to detail. Good organisational and communication skills (both written and verbal). Job Offer Competitive compensation package Flexible working policy Hybrid working policy Strong bonus structure