2 Jobs bij Investigo-Ltd

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Conduct Risk & Conflicts of Interest Director AD

Key responsibilities:Advise on conduct risk and oversee policies and procures related to conduct riskDesign and implement a conflicts of interest programme across EMEA ensuring it's suitable for busin...

Compliance Advisory - Asset Management - 2yr ... AD

Key responsibilities:Provide advice to the business in relation to regulatory and conduct risksKeep abreast of upcoming changes in regulation and communicate to the businessAssist the Head of Complian...

Conduct Risk & Conflicts of Interest Director

Key responsibilities:Advise on conduct risk and oversee policies and procures related to conduct riskDesign and implement a conflicts of interest programme across EMEA ensuring it's suitable for busin...

Compliance Advisory - Asset Management - 2yr ...

Key responsibilities:Provide advice to the business in relation to regulatory and conduct risksKeep abreast of upcoming changes in regulation and communicate to the businessAssist the Head of Complian...